Stock Lending Program

Stock Loan Key Features:

• Non-Recourse-
        There is no personal recourse in the event of a default on the loan.
        The only collateral that is held for the loan is the pledged shares
        of stock.

• No Margin Maintenance Requirements-
        The structure of the stock loan does not include the use of margin
        maintenance requirements.

• Non-Callable-
        The loan will not be called during its term.

• Investor Maintains Upside Potential-
        In the event that there is no default the borrower may retain
        a portion of the benefit of potential appreciation.

• Favorable Terms-
        Typical stock loan terms are a 3-5 year term with a 2-3 year pre-payment
        lock out.

• Attractive Interest Rate-
        A typical stock loan is offered at Prime to Prime plus one; slightly
        higher or lower terms may be applicable given certain variables
        and conditions.

• Domestic and International Exchanges-
        Stock loans are available for securities on virtually all exchanges both
        US and International, including pink sheet and 144 restricted stock. 
        Availability and terms of loans vary based on the individual security
        and details of the particular situation.

• Agreeable Payment Structure- 
        Loan payments are made payable quarterly on an interest only basis.

 

Request a Stock Loan  or call us at 888-300-4405